SFC Introduction and Refresher Course 2026 - 1 HR

A practical introduction and refresher for the Hong Kong SFC licensing regime, covering Types 1–10 regulated activities, Fit and Proper Guidelines, and ongoing licence maintenance obligations.

• SFC Principles and licensing framework (Types 1–10)
• CPT requirements and documentation
• Gifts, benefits, entertainment and conflict of interest management
• Personal account dealing obligations
• Ongoing duties: individual and corporate notifications, annual returns
• Financial Resources Rules (FRR) overview
• Knowledge checks with 2 attempts per question; 3 attempts to pass

Designed by senior GRC consultants. Suitable for new licensees and as an annual refresher for existing SFC-licensed staff. Confirm credit with your HR or Compliance contact before purchase. They can ask for more detail at info@cognitivegrc.com. Certificate of completion provided on completion.

Your Access Window

Your course access begins immediately upon purchase. Choose the access period that suits you:

• 30-day access — Complete within 30 days of purchase
• 60-day access — Complete within 60 days of purchase
• 90-day access — Complete within 90 days of purchase

Standard access is 30 days. If you purchase 60-day or 90-day access, your extended deadline will be confirmed within one business day. You can start the course immediately — your progress and completion status are preserved when the deadline is updated.

If you need more time? A 30-day extension is available for HKD50. The charges are pass through costs for data hosting if you don't complete course within a short time period. Extension requests with course references to be sent to contact below. Cognitive GRC discount codes can be applied at checkout after access is selected for brochure price access.

 Contact info@cognitivegrc.com.